SEC Form 4/A · accession 0001246360-18-000411
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen C Hooley
Officer — Chairman, CEO & President · Director
Period of report
Feb 24, 2017
Accepted (ET)
Jan 31, 2018 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | A | 142 | $0.00 | A | 23,848 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 28, 2017, the Reporting Person filed a Form 4 reporting the number of shares of common stock that would vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on February 25, 2014 for the 2014-2016 performance period. The total number of shares reported should have been 23,777 instead of 23,706. Due to the two for one stock split on June 8, 2017, additional reported shares would now be an additional 142 shares. These under reported shares were also excluded in the direct ownership totals on six subsequent Form 4s filed by the Reporting Person on March 14, 2017, March 16, 2017, April 21, 2017, June 12, 2017, September 11, 2017, and December 12, 2017. As of January 31, 2018, Reporting Persons total direct ownership is 129,624 shares.