SEC Form 4 · accession 0001246360-17-003291
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Wm Givens
Officer — Sr VP, CFO & Treasurer
Period of report
Nov 1, 2017
Accepted (ET)
Dec 12, 2017 · 9:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2017 | D | 1,290 | $0.00 | D | 0 | I | ESOP |
| Common StockF2 | Dec 8, 2017 | A | 34 | $0.00 | A | 54,931 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP allocations and dispositions that have occurred since the date of the reporting persons last ownership report.
- F2On December 8, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU.