SEC Form 4 · accession 0001246360-17-002181
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vercie L Lark
Officer — V-P, Chief Information Officer
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2017 | A | 28,033 | $0.00 | A | 56,066 | D | |
| Common StockF3 | Jun 9, 2017 | A | 35 | $0.00 | A | 56,101 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $19.535 | Jun 8, 2017 | A | 22,700 | A | Jun 18, 2013 | Jun 18, 2020 | Common Stock | 22,700 | 45,400 | D |
Explanation of responses
- F1On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in the ownership of 28,033 additional shares of common stock.
- F2On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in 22,700 additional options on the 06/18/2010 grant at the adjusted award price of $19.535.
- F3On June 9, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, May 10, 2016 and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU.