SEC Form 4 · accession 0001246360-17-002177
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Wm Givens
Officer — Sr VP, CFO & Treasurer
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2017 | A | 47,915 | $0.00 | A | 95,830 | D | |
| Common StockF2 | Jun 8, 2017 | A | 645 | $0.00 | A | 1,290 | I | ESOP |
| Common StockF4 | Jun 9, 2017 | A | 41 | $0.00 | A | 95,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $23.755 | Jun 8, 2017 | A | 4,049 | A | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 4,049 | 8,098 | D |
Explanation of responses
- F1On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in the ownership of 47,915 additional shares of common stock.
- F2On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in the ownership of 645 additional shares of common stock in his ESOP.
- F3On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in 4,049 additional options on the 12/01/2011 grant at the adjusted award price of $23.755.
- F4On June 9, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on July 29, 2014, February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU.