SEC Form 4 · accession 0001246360-17-001635
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Hooley
Officer — Chairman, CEO & President · Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 10:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2017 | M | 200 | $43.825 | A | 64,703 | D | |
| Common StockF1 | Apr 19, 2017 | S | 200 | $125.00 | D | 64,503 | D | |
| Common Stock | Apr 20, 2017 | M | 9,800 | $43.825 | A | 74,303 | D | |
| Common StockF2,F1 | Apr 20, 2017 | S | 9,800 | $125.2343 | D | 64,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $43.825 | Apr 19, 2017 | M | 200 | D | Feb 14, 2011 | Dec 14, 2019 | Common Stock | 200 | 49,800 | D |
| Stock Option | $43.825 | Apr 20, 2017 | M | 9,800 | D | Feb 14, 2011 | Dec 14, 2019 | Common Stock | 9,800 | 40,000 | D |
Explanation of responses
- F1IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $125.00 to $125.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.