SEC Form 4 · accession 0001246360-17-001349
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vercie L Lark
Officer — V-P, Chief Information Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | A | 42 | $0.00 | A | 31,314 | D | |
| Common StockF2 | Mar 10, 2017 | F | 3,235 | $0.00 | D | 28,079 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 10, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 25, 2014, February 23, 2015, February 26, 2016, May 10, 2016 and February 24, 2017 and Performance Stock Units (PSUs) granted on February 25, 2014, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting or performance criteria in the underlying RSU or PSU.
- F2The Compensation Committee of the Issuers Board of Directors allows the withholding of shares (Tax Withholding Transactions) to satisfy the Reporting Persons income tax obligation from a vesting of Restricted Stock Units (RSUs), Performance Stock Units (PSUs) and Dividend Equivalents (DEs). The Committee pre-approves, at the time of grant, the Tax Withholding Transactions. The Reporting Person holds RSUs, PSUs and DEs reported in other Section 16 filings. This form reports the number of shares retained in the March 10, 2017 Tax Withholding Transactions.