SEC Form 4 · accession 0001246360-16-006809
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Wm Givens
Officer — Sr VP, CFO & Treasurer
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 15, 2016 | A | 19 | $0.00 | A | 63,404 | D | |
| Common StockF1 | holding | — | — | — | 645 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are allocated to the Reporting Persons account in The Employee Stock Ownership Plan of Issuer. The acquisition is exempt pursuant to Rule 16b-3(c).
- F2The acquisition is of vested and unvested restricted stock units (RSUs) received automatically on September 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted February 25, 2014, July 29, 2014, February 23, 2015 and February 26, 2016, and the Dividend RSUs previously received in connection therewith.