SEC Form 4 · accession 0001246360-16-006603
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vercie L Lark
Officer — V-P, Chief Information Officer
Period of report
Aug 23, 2016
Accepted (ET)
Aug 25, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2016 | M | 6,547 | $47.51 | A | 29,600 | D | |
| Common StockF1 | Aug 23, 2016 | S | 6,547 | $121.0667 | D | 23,053 | D | |
| Common Stock | Aug 24, 2016 | M | 8,663 | $47.51 | A | 31,716 | D | |
| Common StockF2 | Aug 24, 2016 | S | 8,563 | $119.7809 | D | 23,153 | D | |
| Common Stock | Aug 24, 2016 | S | 100 | $121.26 | D | 23,053 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $47.51 | Aug 23, 2016 | M | 6,547 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 6,547 | 8,663 | D |
| Stock Option | $47.51 | Aug 24, 2016 | M | 8,663 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 8,663 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $121.00 to $121.1850. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $120.00 to $120.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.