SEC Form 4 · accession 0001246360-16-006392
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Wm Givens
Officer — Sr VP, CFO & Treasurer
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 29, 2016 | F | 502 | $123.445 | D | 73,919 | D | |
| Common StockF1 | holding | — | — | — | 645 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are allocated to the Reporting Persons account in The Employee Stock Ownership Plan of Issuer. The acquisition is exempt pursuant to Rule 16b-3(c).
- F2These are shares withheld to satisfy a tax withholding on the vesting of restricted stock units (RSUs) granted by the Compensation Committee of the Board of Directors of the Issuer. The Committee approved the share withholding on the RSU grant date, and the shares were withheld pursuant to the administrative procedures of the Committee.