SEC Form 4 · accession 0001246360-16-006183
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E Sweetman
Officer — Sr VP & Chief Human Resources
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 9:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2016 | A | 9 | $0.00 | A | 5,380 | D | |
| Common StockF2 | Jun 15, 2016 | F | 1 | $116.40 | D | 5,379 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The acquisition is of vested and unvested restricted stock units (RSUs) and Performance Stock Units (PSUs) received automatically on June 15, 2016 dividend equivalents pursuant to the terms and conditions of award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted June 3, 2013, February 25, 2014, February 23, 2015 and February 26, 2016, and the Dividend RSUs previously received in connection therewith.
- F2This number is an aggregate of the number of shares of Issuer common stock that were withheld from previously reported restricted stock units (RSUs) in order to satisfy the tax withholding obligation of the Reporting Person. The withholding of shares (Allowable Transactions) occurred in accordance with procedures of the Compensation Committee of the Board of Directors of the Issuer, which approved the Allowable Transactions of the Reporting Person at the time it granted the RSUs to her.