SEC Form 5 · accession 0001246360-16-004145
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Towle
Officer — President & CEO of Subsidiary
Period of report
Dec 31, 2012
Accepted (ET)
Jan 19, 2016 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Mar 13, 2015 | J | 4 | A | — | — | Common Stock | 4 | 1,247 | I |
| Phantom StockF1 | — | Jun 12, 2015 | J | 3 | A | — | — | Common Stock | 3 | 1,250 | I |
| Phantom StockF1 | — | Sep 11, 2015 | J | 4 | A | — | — | Common Stock | 4 | 1,253 | I |
| Phantom StockF1 | — | Dec 11, 2015 | J | 3 | A | — | — | Common Stock | 3 | 1,257 | I |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of DST Systems, Inc. common stock. The phantom shares were issued pursuant to the Boston Financial Data Services, Inc. (BFDS) Officers Deferred Compensation Plan. Phantom shares are settled in cash on a schedule determined by the Reporting Person during his service with BFDS.
- F2Phantom shares were issued by Issuer as quarterly dividends and should have been reported previously on a Form 4.