SEC Form 4 · accession 0001246360-15-003353
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Hooley
Officer — Chairman, CEO & President · Director
Period of report
Oct 19, 2015
Accepted (ET)
Oct 21, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 19, 2015 | M | 9,692 | $43.825 | A | 74,907 | D | |
| Common StockF1,F2 | Oct 19, 2015 | S | 9,692 | $115.0241 | D | 65,215 | D | |
| Common Stock | Oct 20, 2015 | M | 1,000 | $43.825 | A | 66,215 | D | |
| Common StockF3 | Oct 20, 2015 | S | 1,000 | $115.0145 | D | 65,215 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $43.825 | Oct 19, 2015 | M | 9,692 | D | Dec 14, 2012 | Dec 14, 2019 | Common Stock | 9,692 | 43,108 | D |
| Stock Option | $43.825 | Oct 20, 2015 | M | 1,000 | D | Dec 14, 2012 | Dec 14, 2019 | Common Stock | 1,000 | 42,108 | D |
Explanation of responses
- F1IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $115.00 to $115.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $115.00 to $115.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.