SEC Form 4 · accession 0001246360-15-002515
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Wm Givens
Officer — Sr VP, CFO & Treasurer
Period of report
Mar 31, 2015
Accepted (ET)
Jun 16, 2015 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2015 | D | 5 | $0.00 | D | 0 | I | 401(k) |
| Common StockF3 | Jun 12, 2015 | A | 20 | $0.00 | A | 74,266 | D | |
| Common StockF1 | holding | — | — | — | 645 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are allocated to the Reporting Persons account in The Employee Stock Ownership Plan of Issuer. The acquisition is exempt pursuant to Rule 16b-3(c).
- F2Reflects 401(k) dispositions that have occurred since the date of the Reporting Persons last ownership report.
- F3The acquisition is of unvested restricted stock units (RSUs) received automatically on June 12, 2015 as dividend equivalents pursuant to the terms and conditions of award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted February 21, 2013, February 25, 2014, July 29, 2014 and February 23, 2015, and the Dividend RSUs previously received in connection therewith.