SEC Form 4 · accession 0001246360-15-002010
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Abbaei
Officer — Executive Vice President
Period of report
May 5, 2015
Accepted (ET)
May 6, 2015 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2015 | M | 7,087 | $47.51 | A | 19,871 | D | |
| Common StockF1 | May 5, 2015 | F | 4,731 | $117.295 | D | 15,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $47.51 | May 5, 2015 | M | 7,087 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 7,087 | 0 | D |
Explanation of responses
- F1This number is an aggregate of the number of shares of Issuer common stock that the Reporting Person surrendered to the Issuer in payment of the exercise price of the option and the number of shares of Issuer common stock that were withheld from the shares being purchased in order to satisfy the Reporting Persons tax withholding obligation. The surrender and withholding of shares (Allowable Transactions) occurred in accordance with procedures of the Compensation Committee of the Issuers Board of Directors, which approved the Reporting Persons Allowable Transactions at the time it granted the options to him.