SEC Form 4 · accession 0001246360-15-001835
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Towle
Officer — President & CEO of Subsidiary
Period of report
Mar 31, 2015
Accepted (ET)
Apr 27, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2015 | I | 855 | $0.00 | D | 0 | I | 401(k) |
| Common Stock | Apr 24, 2015 | M | 14,174 | $47.51 | A | 49,366 | D | |
| Common StockF3 | Apr 24, 2015 | S | 15,847 | $118.2763 | D | 33,519 | D | |
| Common StockF4 | Apr 24, 2015 | S | 8,547 | $118.1948 | D | 24,972 | D | |
| Common StockF1 | holding | — | — | — | 1,243 | I | Deferred Compensation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $47.51 | Apr 24, 2015 | M | 14,174 | D | Dec 1, 2014 | Dec 1, 2021 | Common Stock | 14,174 | 0 | D |
Explanation of responses
- F1Held through the deferred compensation plan of Boston Financial Services, Inc., owned 50% by the Issuer and the prior employer of Reporting Person.
- F2Reflects 401(k) dispositions that have occurred since the date of the Reporting Persons last ownership report.
- F3This transaction was executed in multiple trades at prices ranging from $117.90 to $118.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $117.9050 to $118.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.