SEC Form 4 · accession 0001246360-15-001158
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Wm Givens
Officer — VP & Chief Accounting Officer
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 23, 2015 | A | 2,433 | $0.00 | A | 74,712 | D | |
| Common StockF1 | holding | — | — | — | 645 | I | ESOP | |
| Common StockF2 | holding | — | — | — | 5 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are allocated to the Reporting Persons account in The Employee Stock Ownership Plan of Issuer. The acquisition is exempt pursuant to Rule 16b-3(c).
- F2Shares are allocated to the Reporting Persons account in the 401(k) Profit Sharing Plan of Issuer. The acquisition is exempt pursuant to Rule 16b-3(c).
- F3This is the number of time-based RSUs granted by the Compensation Committee of the Issuers Board of Directors. The RSUs will vest in three approximate equal installments, respectively, on the second Friday in March of each of 2016, 2017 and 2018, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement.