SEC Form 4 · accession 0001246360-15-000290
DST SYSTEMS INC · DST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall D Young
Officer — VP, Gen Counsel Secretary
Period of report
Jan 14, 2014
Accepted (ET)
Jan 16, 2015 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2014 | M | 6,778 | $47.51 | A | 18,207 | D | |
| Common StockF2 | Jan 14, 2015 | F | 4,573 | $96.195 | D | 13,634 | D | |
| Common StockF1 | holding | — | — | — | 2,640 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $47.51 | Jan 14, 2014 | M | 6,778 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 6,778 | 0 | D |
Explanation of responses
- F1Shares are allocated to the reporting persons account in The Employee Stock Ownership Plan of Issuer. The acquisition is exempt pursuant to Rule 16b-3(c).
- F2This number is an aggregate of the number of shares of Issuer common stock that the Reporting Person surrendered to the Issuer in payment of the exercise price of the option and the number of shares of Issuer common stock that were withheld from the shares being purchased in order to satisfy the Reporting Persons tax withholding obligation. The surrender and withholding of shares ("Allowable Transactions") occurred in accordance with procedures of the Compensation Committee of the Issuers Board of Directors, which approved the Reporting Persons Allowable Transactions at the time it granted the options to him.