SEC Form 4 · accession 0001127602-15-033928

NEWBRIDGE BANCORP · NBBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SEVP and CFO

Period of report

Dec 11, 2015

Accepted (ET)

Dec 14, 2015 · 10:14 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000714530

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 11, 2015	P	75	$11.9732	A	7,407	I	Deferred Trust
Class A Common Stock	holding	—	—		—	61,897	D
Class A Common Stock	holding	—	—		—	30,885	I	By 401(k)
Class A Common Stock	holding	—	—		—	26,128	I	By IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	8,010	8,010	D
Restricted Stock Units^F1,F4,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	4,338	4,338	D
Restricted Stock Units^F1,F5,F3	—	holding	—	—	—	Jan 1, 2017	—	Class A Common Stock	8,206	8,206	D
Restricted Stock Units^F1,F6,F3	—	holding	—	—	—	Jan 1, 2018	—	Class A Common Stock	11,481	11,481	D
Restricted Stock Units^F1,F4,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	1,446	1,446	D
Restricted Stock Units^F1,F2,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	2,670	2,670	D

F1Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
F2The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F3No expiration date.
F4The restricted stock units vest as follows: 100% on 1/1/2016 subject to the recipient's continued employment through the vesting date.
F5The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.
F6The restricted stock units vest as follows: (i) up to 50% on 1/1/2018, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2018 and in each case subject to the recipient's continued employment through the applicable vesting date.