SEC Form 4 · accession 0001127602-15-027609

NEWBRIDGE BANCORP · NBBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Sep 23, 2015

Accepted (ET)

Sep 24, 2015 · 2:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000714530

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	holding	—	—	—	33,493	D
Class A Common Stock	holding	—	—	—	3,046	I	By 401(k)
Class A Common Stock	holding	—	—	—	37,588	I	By IRA
Class A Common Stock	holding	—	—	—	52,087	I	Deferred Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2,F3	—	Sep 23, 2015	A	125,000	A	Jan 1, 2019	—	Class A Common Stock	125,000	125,000	D
Incentive Stock Option (Right to Buy)	$15.4206	holding	—	—	—	Oct 20, 2006	Oct 20, 2015	Class A Common Stock	1,437	1,437	D
Non-qualified Stock Option (Right to Buy)	$15.4206	holding	—	—	—	Oct 20, 2006	Oct 20, 2015	Class A Common Stock	30,662	30,662	D
Restricted Stock Units^F1,F4,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	10,845	10,845	D
Restricted Stock Units^F1,F5,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	20,882	20,882	D
Restricted Stock Units^F1,F6,F3	—	holding	—	—	—	Jan 1, 2017	—	Class A Common Stock	21,488	21,488	D
Restricted Stock Units^F1,F7,F3	—	holding	—	—	—	Jan 1, 2018	—	Class A Common Stock	34,766	34,766	D
Restricted Stock Units^F1,F4,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	3,615	3,615	D
Restricted Stock Units^F1,F5,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	6,961	6,961	D

F1Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
F2The restricted stock units vest as follows: up to 100% on 1/1/2019, subject to the satisfaction of certain performance metrics; participant shall maintain legal title to and beneficial ownership of shares received upon vesting through and until 12/31/2020.
F3No expiration date.
F4The restricted stock units vest as follows: 100% on 1/1/2016 subject to the recipient's continued employment through the vesting date.
F5The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F6The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.
F7The restricted stock units vest as follows: (i) up to 50% on 1/1/2018, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2018 and in each case subject to the recipient's continued employment through the applicable vesting date.