SEC Form 4/A · accession 0001127602-15-023504

NEWBRIDGE BANCORP · NBBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — SEVP and Chief Banking Officer

Period of report

Apr 13, 2015

Accepted (ET)

Jul 28, 2015 · 9:38 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000714530

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Apr 13, 2015	P	64	$8.6309	A	2,327	I	Deferred Trust
Class A Common Stock	Apr 13, 2015	P	1	$8.60	A	2,328	I	Deferred Trust
Class A Common Stock	holding	—	—		—	13,104	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	8,468	8,468	D
Restricted Stock Units^F1,F4,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	3,856	3,856	D
Restricted Stock Units^F1,F5,F3	—	holding	—	—	—	Jan 1, 2017	—	Class A Common Stock	6,398	6,398	D
Restricted Stock Units^F1,F6,F3	—	holding	—	—	—	Jan 1, 2018	—	Class A Common Stock	10,000	10,000	D

F1Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
F2The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F3No expiration date.
F4The restricted stock units vest as follows: 100% on 1/1/2016 subject to the recipient's continued employment through the vesting date.
F5The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.
F6The restricted stock units vest as follows: (i) up to 50% on 1/1/2018, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2018 and in each case subject to the recipient's continued employment through the applicable vesting date.