SEC Form 5 · accession 0001127602-15-005928
NEWBRIDGE BANCORP · NBBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Patterson
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 12:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 25, 2014 | L | 43 | $7.54 | A | 43 | I | By Club |
| Class A Common Stock | holding | — | — | — | 361,601 | D | ||
| Class A Common Stock | holding | — | — | — | 54,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $4.08 | holding | — | — | — | Apr 1, 2014 | Aug 1, 2016 | Class A Common Stock | 117,058 | 117,058 | D |
Explanation of responses
- F1Mr. Patterson is a member of an investment club. On July 25, 2014, the investment club purchased a total of 1,000 shares of NewBridge Bancorp Class A Common Stock at a price of $7.54 per share. Mr. Patterson has a 1/23rd pecuniary interest in the club and its investments.