SEC Form 4 · accession 0001127602-15-001871

NEWBRIDGE BANCORP · NBBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Jan 13, 2015

Accepted (ET)

Jan 15, 2015 · 4:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000714530

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Jan 13, 2015	A	4,176	$0.00	A	25,609	D
Class A Common Stock^F1	Jan 13, 2015	F	1,920	$8.71	D	23,689	D
Class A Common Stock	holding	—	—		—	3,036	I	By 401(k)
Class A Common Stock	holding	—	—		—	37,588	I	By IRA
Class A Common Stock	holding	—	—		—	52,087	I	Deferred Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (Right to Buy)	$15.4206	holding	—	—	—	Oct 20, 2006	Oct 20, 2015	Class A Common Stock	1,437	1,437	D
Non-qualified Stock Option (Right to Buy)	$15.4206	holding	—	—	—	Oct 20, 2006	Oct 20, 2015	Class A Common Stock	30,662	30,662	D
Restricted Stock Units^F2,F3,F4	—	holding	—	—	—	Jan 1, 2015	—	Class A Common Stock	21,690	21,690	D
Restricted Stock Units^F2,F5,F4	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	20,882	20,882	D
Restricted Stock Units^F2,F6,F4	—	holding	—	—	—	Jan 1, 2017	—	Class A Common Stock	21,488	21,488	D
Restricted Stock Units^F2,F3,F4	—	holding	—	—	—	Jan 1, 2015	—	Class A Common Stock	7,230	7,230	D
Restricted Stock Units^F2,F5,F4	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	6,961	6,961	D

F1On 1/1/2015, 4,176 restricted stock units vested pursuant to their terms. On 1/13/2015, 2,256 shares of Class A Common Stock were issued to Mr. Ridgill. The balance (1,920 shares) were withheld to satisfy certain tax withholding obligations related to the vesting of the restricted stock units.
F2Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
F3The restricted stock units vest as follows: (i) up to 50% on 1/1/2015, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F4No expiration date.
F5The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F6The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.