SEC Form 4 · accession 0001127602-15-001339

NEWBRIDGE BANCORP · NBBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SEVP and Chief Banking Officer

Period of report

Jan 21, 2014

Accepted (ET)

Jan 7, 2015 · 3:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000714530

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Jan 21, 2014	L	49	$7.166	A	49	I	Deferred Trust
Class A Common Stock	Oct 30, 2014	L	33	$8.69	A	1,007	I	Deferred Trust
Class A Common Stock	holding	—	—		—	11,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2,F3	—	holding	—	—	—	Jan 1, 2015	—	Class A Common Stock	7,712	7,712	D
Restricted Stock Units^F1,F4,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	8,468	8,468	D
Restricted Stock Units^F1,F5,F3	—	holding	—	—	—	Jan 1, 2017	—	Class A Common Stock	6,398	6,398	D

F1Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
F2The restricted stock units vest as follows: (i) up to 50% on 1/1/2015, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F3No expiration date.
F4The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F5The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.