SEC Form 4 · accession 0001127602-15-000035

NEWBRIDGE BANCORP · NBBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SEVP and CFO

Period of report

Dec 30, 2014

Accepted (ET)

Jan 2, 2015 · 10:28 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000714530

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 30, 2014	P	73	$8.8501	A	1,864	I	Deferred Trust
Class A Common Stock	holding	—	—		—	57,196	D
Class A Common Stock	holding	—	—		—	23,152	I	By 401(k)
Class A Common Stock	holding	—	—		—	26,128	I	By IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2,F3	—	holding	—	—	—	Apr 29, 2013	—	Class A Common Stock	3,276	3,276	D
Restricted Stock Units^F1,F4,F3	—	holding	—	—	—	Jan 1, 2015	—	Class A Common Stock	8,676	8,676	D
Restricted Stock Units^F1,F5,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	8,010	8,010	D
Restricted Stock Units^F1,F5,F3	—	holding	—	—	—	Jan 1, 2016	—	Class A Common Stock	2,670	2,670	D
Restricted Stock Units^F1,F4,F3	—	holding	—	—	—	Jan 1, 2015	—	Class A Common Stock	2,892	2,892	D
Restricted Stock Units^F1,F6,F3	—	holding	—	—	—	Jan 1, 2017	—	Class A Common Stock	8,206	8,206	D

F1Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
F2The restricted stock units vest as follows: 100% on 1/1/2015 subject to the recipient's continued employment through the applicable vesting date.
F3No expiration date.
F4The restricted stock units vest as follows: (i) up to 50% on 1/1/2015, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F5The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
F6The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.