SEC Form 4 · accession 0000714310-19-000075
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Eskow
Officer — Senior EVP & CFO
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 10:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | A | 49,308 | $10.43 | A | 277,630 | D | |
| Common Stock | Feb 12, 2019 | F | 24,137 | $10.43 | D | 253,493 | D | |
| Common StockF2 | Feb 12, 2019 | A | 16,779 | $0.00 | A | 270,272 | D | |
| Common Stock (401k Plan) | holding | — | — | — | 5,779 | D | ||
| Preferred Stock (Roth IRA) | holding | — | — | — | 790 | D | ||
| Common Stock (Roth IRA) | holding | — | — | — | 10,578 | D | ||
| Common Stock | holding | — | — | — | 1,544 | I | Ira/wife | |
| Common Stock | holding | — | — | — | 51,796 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payout of performance stock unit granted in early 2016.
- F2Restricted stock units (RSUs) granted under the Valley National Bancorp 2016 Long Term Incentive Stock Plan. The RSUs are time-based with three-year equal vesting, with vesting on each February 1 for the next three years.