SEC Form 4 · accession 0000714310-18-000077
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Eskow
Officer — Senior EVP & CFO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 8:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2018 | A | 17,900 | $0.00 | A | 240,428 | D | |
| Common Stock (401k Plan)F3 | holding | — | — | — | 5,555 | D | ||
| Common Stock (Roth IRA) | holding | — | — | — | 10,578 | D | ||
| Common StockF1 | holding | — | — | — | 1,489 | I | Ira/wife | |
| Common Stock | holding | — | — | — | 51,796 | I | Spouse | |
| Preferred Stock (Roth IRA) | holding | — | — | — | 790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- F2Restricted shares granted under the Valley National Bancorp 2016 Long Term Stock Incentive Plan, with three-year equal vesting beginning at grant date.
- F3Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.