SEC Form 4 · accession 0000714310-18-000052
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernadette Mueller
Officer — EVP, Director of CRA
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 29, 2018 | F | 888 | $12.74 | D | 86,888 | D | |
| Common StockF1 | Jan 30, 2018 | F | 3,730 | $12.70 | D | 83,158 | D | |
| Common StockF1 | Jan 30, 2018 | F | 620 | $12.70 | D | 82,538 | D | |
| Common Stock (401k Plan)F3 | holding | — | — | — | 3,389 | D | ||
| Common Stock | holding | — | — | — | 149 | I | Shares held by daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- F2The amount of securities beneficially owned has been adjusted to reflect the forfeiture of a portion of the performance-based restricted stock units ("RSUs") granted to the reporting person in January 2015 and originally reported on Form 4. These RSUs did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2017.
- F3Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.