SEC Form 4 · accession 0000714310-18-000050
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dianne M Grenz
Officer — Sr. EVP-Chief Cons Bkg Off
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | F | 1,317 | $12.74 | D | 41,780 | D | |
| Common StockF1 | Jan 30, 2018 | F | 4,774 | $12.70 | D | 37,006 | D | |
| Common Stock | Jan 30, 2018 | F | 838 | $12.70 | D | 36,168 | D | |
| Common Stock (401k Plan) | holding | — | — | — | 7,801 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount of securities beneficially owned has been adjusted to reflect the forfeiture of a portion of the performance-based restricted stock units ("RSUs") granted to the reporting person in January 2015 and originally reported on Form 4. These RSUs did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2017.