SEC Form 5 · accession 0000714310-18-000014
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Eskow
Officer — Senior EVP & CFO
Period of report
Dec 4, 2017
Accepted (ET)
Jan 18, 2018 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 17, 2018 | G | 1,045 | $0.00 | D | 284,284 | D | |
| Common StockF1 | holding | — | — | — | 1,489 | I | Ira/wife | |
| Common Stock | holding | — | — | — | 51,796 | I | Spouse | |
| Common Stock (401k Plan)F3 | holding | — | — | — | 5,502 | D | ||
| Preferred Stock (Roth IRA) | holding | — | — | — | 790 | D | ||
| Common Stock (Roth IRA) | holding | — | — | — | 10,578 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- F2Adjusted for dividend reinvestment plan of 56 shares earned on one of a brokerage account.
- F3Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.