SEC Form 4 · accession 0000714310-17-000111
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Wilks
Director
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 7:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 27, 2017 | A | 4,088 | $0.00 | A | 38,428 | D | |
| Common StockF2 | holding | — | — | — | 12,187 | I | Jeffrey Wilks as Trustee FBO Lise Spiegel | |
| Common StockF2 | holding | — | — | — | 2,747 | I | Lise and Jeffrey Wilks Family Foundation | |
| Common StockF2 | holding | — | — | — | 10,173 | I | Jeffrey Wilks as Trustee FBO Jack Philip Wilks | |
| Common StockF2 | holding | — | — | — | 10,058 | I | Lise Wilks as Trustee FBO David Wilks | |
| Common StockF2 | holding | — | — | — | 74,026 | I | Wife | |
| Common StockF2 | holding | — | — | — | 10,173 | I | Jeffrey Wilks as Trustee FBO Andrew Jay Wilks | |
| Common StockF2 | holding | — | — | — | 146,418 | I | Lise Wilks as Executor for the Estate of Jerry Spiegel | |
| Common StockF2 | holding | — | — | — | 120,386 | I | Lise Wilks as Executor for the Estate of Emily Spiegel |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted under the Valley National Bancorp 2016 Long Term Stock Incentive Plan, vesting 100% in one year, representing a portion of Reporting Person's annual board retainer.
- F2Adjusted for additional shares acquired through Valley National Bancorp's Dividend Reinvestment Plan.