SEC Form 4 · accession 0000714310-17-000035
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald H Lipkin
Officer — Chairman and CEO · Director
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2017 | A | 39,858 | $0.00 | A | 512,315 | D | |
| Preferred Stock | holding | — | — | — | 2,000 | I | Wife | |
| Common Stock | holding | — | — | — | 324,760 | I | Wife | |
| Preferred Stock (Roth IRA with Spouse) | holding | — | — | — | 2,750 | I | Wife | |
| Preferred Stock (Roth IRA) | holding | — | — | — | 1,200 | D | ||
| Common Stock (401k Plan)F2 | holding | — | — | — | 55 | D | ||
| Common Stock | holding | — | — | — | 6,946 | I | Spouse - Roth IRA | |
| Common Stock (Roth IRA) | holding | — | — | — | 68,889 | D | ||
| Common Stock (with Spouse) | holding | — | — | — | 154 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted under the Valley National Bancorp 2016 Long Term Stock Incentive Plan, with three-year equal vesting beginning at grant date.
- F2Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.