SEC Form 5 · accession 0000714310-17-000023
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald H Lipkin
Officer — Chairman, President and CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 12, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | G | 10,028 | $0.00 | D | 477,445 | D | |
| Common Stock | Dec 29, 2016 | G | 4,988 | $0.00 | D | 472,457 | D | |
| Common Stock (with Spouse) | holding | — | — | — | 154 | D | ||
| Common Stock (401k Plan)F1,F2 | holding | — | — | — | 55 | D | ||
| Common Stock (Roth IRA) | holding | — | — | — | 68,889 | D | ||
| Preferred Stock (Roth IRA) | holding | — | — | — | 1,200 | D | ||
| Preferred Stock | holding | — | — | — | 2,000 | I | Wife | |
| Common Stock | holding | — | — | — | 324,760 | I | Wife | |
| Preferred Stock (Roth IRA with Spouse) | holding | — | — | — | 2,750 | I | Wife | |
| Common Stock | holding | — | — | — | 6,946 | I | Spouse - Roth IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
- F2Holdings under the Valley National Bank's 401K Plan has been updated to reflect reporting person's balance in the Plan.