SEC Form 5 · accession 0000714310-17-000011
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Eskow
Officer — Senior EVP & CFO
Period of report
Dec 31, 2016
Accepted (ET)
Jan 5, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | G | 1,320 | $0.00 | D | 303,502 | D | |
| Common StockF1,F2 | Dec 31, 2016 | J | 66 | $0.00 | A | 303,568 | D | |
| Common Stock (Roth IRA) | holding | — | — | — | 10,578 | D | ||
| Common Stock (401k Plan)F3 | holding | — | — | — | 5,303 | D | ||
| Preferred Stock (Roth IRA) | holding | — | — | — | 790 | D | ||
| Common Stock | holding | — | — | — | 51,796 | I | Spouse | |
| Common StockF2 | holding | — | — | — | 1,435 | I | Ira/wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- F2Adjusted for additional shares acquired through Valley National Bancorp's Dividend Reinvestment Plan.
- F3Holdings under the Valley National Bank's 401K Plan has been updated to reflect reporting person's balance in the Plan.