SEC Form 4 · accession 0000714310-16-000278
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert L Engel
Officer — Executive Vice President
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 10:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 7, 2016 | F | 1,727 | $9.60 | D | 204,429 | D | |
| Common Stock | Oct 7, 2016 | F | 2,395 | $9.60 | D | 202,034 | D | |
| Common Stock | Oct 7, 2016 | F | 3,724 | $9.60 | D | 198,310 | D | |
| Common Stock (401k Plan)F1 | holding | — | — | — | 0 | D | ||
| Common Stock | holding | — | — | — | 3,152 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share balance under the Valley 401K Plan have been rolled over into an IRA account as part of reporting person's estate planning.