SEC Form 4 · accession 0000714310-16-000190
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernadette Mueller
Officer — EVP, Director of CRA
Period of report
Jan 27, 2016
Accepted (ET)
Feb 2, 2016 · 9:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2016 | A | 4,734 | $0.00 | A | 97,287 | D | |
| Common StockF1 | Feb 1, 2016 | F | 384 | $8.80 | D | 96,903 | D | |
| Common StockF1 | Feb 1, 2016 | F | 1,759 | $8.80 | D | 95,144 | D | |
| Common StockF1 | Feb 1, 2016 | F | 817 | $8.80 | D | 94,327 | D | |
| Common StockF1 | Feb 1, 2016 | F | 613 | $8.80 | D | 93,714 | D | |
| Common Stock | holding | — | — | — | 149 | I | Shares held by daughter | |
| Common Stock (401k Plan)F3 | holding | — | — | — | 3,125 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- F2Restricted shares granted under the Valley National Bancorp 2009 Long Term Incentive Stock Plan, with three-year equal vesting beginning at grant date.
- F3Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.