SEC Form 4 · accession 0000714310-16-000186
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert L Engel
Officer — Executive Vice President
Period of report
Jan 27, 2016
Accepted (ET)
Feb 2, 2016 · 9:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2016 | A | 11,834 | $0.00 | A | 213,301 | D | |
| Common Stock | Feb 1, 2016 | F | 1,164 | $8.80 | D | 212,137 | D | |
| Common Stock | Feb 1, 2016 | F | 3,028 | $8.80 | D | 209,109 | D | |
| Common Stock | Feb 1, 2016 | F | 1,687 | $8.80 | D | 207,422 | D | |
| Common Stock | Feb 1, 2016 | F | 1,266 | $8.80 | D | 206,156 | D | |
| Common Stock (401k Plan)F2 | holding | — | — | — | 4,830 | D | ||
| Common Stock | holding | — | — | — | 3,152 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted under the Valley National Bancorp 2009 Long Term Incentive Stock Plan, with three-year equal vesting beginning at grant date.
- F2Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.