SEC Form 5 · accession 0000714310-16-000168
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Eskow
Officer — Senior EVP & CFO, Director · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 14, 2016 · 9:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 13, 2015 | G | 500 | $0.00 | D | 299,624 | D | |
| Common StockF1 | Nov 9, 2015 | G | 885 | $0.00 | D | 298,739 | D | |
| Common StockF1 | Dec 15, 2015 | G | 750 | $0.00 | D | 297,989 | D | |
| Common StockF1 | Dec 31, 2015 | J | 190 | $0.00 | A | 298,179 | D | |
| Common Stock (Roth IRA) | holding | — | — | — | 10,578 | D | ||
| Common Stock (401k Plan)F2 | holding | — | — | — | 5,065 | D | ||
| Common Stock | holding | — | — | — | 51,796 | I | Spouse | |
| Common StockF1 | holding | — | — | — | 1,370 | I | Ira/wife | |
| Preferred Stock (Roth IRA) | holding | — | — | — | 790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- F2Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.