SEC Form 4 · accession 0000714310-15-000121

VALLEY NATIONAL BANCORP · VLY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Jun 19, 2015

Accepted (ET)

Jun 22, 2015 · 9:26 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000714310

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Preferred Stock (Roth IRA)^F1	Jun 19, 2015	P	1,200	$25.00	A	1,200	D
Preferred Stock (Roth IRA with Spouse)^F1	Jun 19, 2015	P	2,750	$25.00	A	2,750	I	Wife
Preferred Stock^F1	Jun 19, 2015	P	2,000	$25.00	A	2,000	I	Wife
Common Stock	holding	—	—		—	324,760	I	Wife
Common Stock	holding	—	—		—	499,368	D
Common Stock (401k Plan)^F2	holding	—	—		—	51	D
Common Stock	holding	—	—		—	6,946	I	Spouse - Roth IRA
Common Stock (Roth IRA)	holding	—	—		—	68,889	D
Common Stock (with Spouse)	holding	—	—		—	154	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option/NQ	$11.91	holding	—	—	—	Nov 15, 2011	Nov 15, 2020	Common Stock	44,016	44,016	D
Stock Options	$17.23	holding	—	—	—	Feb 15, 2007	Feb 15, 2016	Common Stock	35,178	35,178	D
Stock Options	$18.10	holding	—	—	—	Feb 26, 2005	Feb 26, 2014	Common Stock	31,026	31,026	D
Stock Options	$19.36	holding	—	—	—	Feb 13, 2008	Feb 13, 2017	Common Stock	46,904	46,904	D
Stock Options	$14.65	holding	—	—	—	Feb 12, 2009	Feb 12, 2018	Common Stock	44,671	44,671	D
Stock Options	$18.13	holding	—	—	—	Feb 8, 2006	Feb 8, 2015	Common Stock	29,551	29,551	D

F1Purchase of Valley National Bancorp Series A Non-Cumulative Perpetual Preferred Stock in connection with Valley's public offering.
F2Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.