SEC Form 4 · accession 0000714310-15-000119
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Eskow
Officer — Senior EVP & CFO, Director · Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 22, 2015 · 9:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock (Roth IRA)F1 | Jun 19, 2015 | P | 790 | $25.00 | A | 790 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $14.65 | holding | — | — | — | Feb 12, 2009 | Feb 12, 2018 | Common Stock | 21,059 | 21,059 | D |
| Stock Option/NQ | $11.91 | holding | — | — | — | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 21,170 | 21,170 | D |
| Stock Options | $19.19 | holding | — | — | — | Nov 13, 2007 | Nov 13, 2016 | Common Stock | 22,112 | 22,112 | D |
| Stock Options | $17.54 | holding | — | — | — | Nov 14, 2006 | Nov 14, 2015 | Common Stock | 20,401 | 20,401 | D |
| Stock Options | $18.93 | holding | — | — | — | Nov 16, 2005 | Nov 16, 2014 | Common Stock | 17,732 | 17,732 | D |
Explanation of responses
- F1Purchase of Valley National Bancorp Series A Non-Cumulative Perpetual Preferred Stock in connection with Valley's public offering.