SEC Form 4 · accession 0000714310-15-000021
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernadette Mueller
Officer — EVP, Director of Marketing
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2015 | A | 14,536 | $0.00 | A | 96,316 | D | |
| Common StockF1 | Feb 2, 2015 | F | 2,032 | $9.08 | D | 94,284 | D | |
| Common StockF1 | Feb 2, 2015 | F | 942 | $9.08 | D | 93,342 | D | |
| Common StockF1 | Feb 2, 2015 | F | 575 | $9.08 | D | 92,767 | D | |
| Common Stock | holding | — | — | — | 149 | I | Shares held by daughter | |
| Common Stock (401k Plan)F3 | holding | — | — | — | 2,956 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- F2Restricted stock units granted under the Valley National Bancorp 2009 Long Term Incentive Stock Plan. Of the total shares, 3,716 shares are time-based with three-year equal vesting beginning at grant date. The remaining 10,820 shares are subject to performance-based vesting conditions over a three-year performance period, all of which may be forfeited in the event performance conditions are not satisfied.
- F3Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.