SEC Form 5 · accession 0000714310-15-000010
VALLEY NATIONAL BANCORP · VLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Lawrence
Officer — Executive Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Jan 20, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000714310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2015 | J | 1,820 | $0.00 | D | 0 | I | Spouse And Self/custodians For Grandchildren |
| Common StockF2 | Jan 20, 2015 | J | 4,785 | $0.00 | D | 0 | I | Custodian For Son |
| Common Stock | holding | — | — | — | 22,517 | I | By Spouse | |
| Common Stock | holding | — | — | — | 344,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $19.19 | holding | — | — | — | Nov 13, 2007 | Nov 13, 2016 | Common Stock | 19,431 | 19,431 | D |
| Stock Option/NQ | $11.91 | holding | — | — | — | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 6,287 | 6,287 | D |
| Stock Options | $17.54 | holding | — | — | — | Nov 14, 2006 | Nov 14, 2015 | Common Stock | 20,401 | 20,401 | D |
| Stock Options | $14.65 | holding | — | — | — | Feb 12, 2009 | Feb 12, 2018 | Common Stock | 12,763 | 12,763 | D |
Explanation of responses
- F1Mr. Lawrence and his spouse are no longer custodians and the shares have been transferred to adult grandchildren who no longer reside with Mr. Lawrence.
- F2Mr. Lawrence is no longer the custodian and the shares have been transferred to his son who does not reside in Mr. Lawrence' household.