SEC Form 4 · accession 0001209191-19-000821
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Kelson
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $5 Par Common StockF1 | Dec 31, 2018 | M | 8,929 | $0.00 | A | 9,048 | D | |
| $5 Par Common Stock | Dec 31, 2018 | D | 8,929 | $116.91 | D | 119 | D | |
| $5 Par Common StockF1 | Dec 31, 2018 | M | 527 | $0.00 | A | 646 | D | |
| $5 Par Common Stock | Dec 31, 2018 | D | 527 | $116.91 | D | 119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2 | — | Dec 31, 2018 | M | 527 | D | Dec 31, 2018 | Dec 31, 2018 | $5 Par Common Stock | 527 | 3,687 | I |
| Phantom Stock UnitF1,F3 | — | Dec 31, 2018 | M | 8,929 | D | Dec 31, 2018 | Dec 31, 2018 | $5 Par Common Stock | 8,929 | 13,969 | I |
Explanation of responses
- F1One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person.
- F2Includes an aggregate of 98 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
- F3Includes an aggregate of 536 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4.