SEC Form 4 · accession 0001209191-17-044043
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Shepard
Director
Period of report
Jul 3, 2017
Accepted (ET)
Jul 6, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | — | Jul 3, 2017 | A | 563 | A | — | — | $5 Par Common Stock | 563 | 18,832 | I |
| Phantom Stock UnitF1 | — | holding | — | — | — | — | — | $5 Par Common Stock | 19,599 | 19,599 | I |
| Phantom Stock UnitF1 | — | holding | — | — | — | — | — | $5 Par Common Stock | 226 | 226 | I |
| Deferred Stock UnitF2 | — | holding | — | — | — | — | — | $5 Par Common Stock | 1,197 | 1,197 | D |
Explanation of responses
- F1One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
- F2Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.
Remarks
See attached footnotes page.