SEC Form 4 · accession 0001209191-17-013675
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Rockey
Officer — Executive Vice President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Feb 21, 2017 | M | 16,000 | $57.21 | A | 27,640 | D | |
| $5 Par Common StockF1 | Feb 21, 2017 | S | 16,000 | $127.2168 | D | 11,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $57.21 | Feb 21, 2017 | M | 16,000 | D | Jan 22, 2009 | Jan 22, 2018 | $5 Par Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of shares sold in multiple transactions with prices ranging from $127.20 to $127.30. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
Remarks
See attached footnotes page.