SEC Form 4 · accession 0001209191-17-001957
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Shepard
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | — | Jan 3, 2017 | A | 325 | A | — | — | $5 Par Common Stock | 325 | 17,795 | I |
| Phantom Stock UnitF1 | — | holding | — | — | — | — | — | $5 Par Common Stock | 19,424 | 19,424 | I |
| Phantom Stock UnitF1 | — | holding | — | — | — | — | — | $5 Par Common Stock | 670 | 670 | I |
Explanation of responses
- F1One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
Remarks
See attached footnotes page.