SEC Form 4 · accession 0001209191-16-147873
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory H Kozich
Officer — Controller
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Oct 31, 2016 | M | 10,000 | $60.48 | A | 18,173 | D | |
| $5 Par Common StockF1 | Oct 31, 2016 | S | 10,000 | $95.3168 | D | 8,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $60.48 | Oct 31, 2016 | M | 10,000 | D | Jan 24, 2012 | Jan 24, 2021 | $5 Par Common Stock | 10,000 | 5,000 | D |
Explanation of responses
- F1Represents the weighted average price of shares sold in multiple transactions with prices ranging from $95.30 to $95.38. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
Remarks
See attached footnotes page.