SEC Form 4 · accession 0001209191-16-147872

PNC FINANCIAL SERVICES GROUP, INC. · PNC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Oct 31, 2016

Accepted (ET)

Nov 2, 2016 · 3:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000713676

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
$5 Par Common Stock	Oct 31, 2016	M	25,000	$63.69	A	79,573	D
$5 Par Common Stock^F1	Oct 31, 2016	S	25,000	$95.2795	D	54,573	D
$5 Par Common Stock^F2	holding	—	—		—	7,879	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right-to-Buy)	$63.69	Oct 31, 2016	M	25,000	D	Jul 21, 2009	Jul 21, 2018	$5 Par Common Stock	25,000	0	D

F1Represents the weighted average price of shares sold in multiple transactions with prices ranging from $95.261 to $95.374. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
F2The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.

See attached footnotes page.