SEC Form 4/A · accession 0001209191-16-144886
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald J Shepard
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 5, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF2,F3,F1 | — | Oct 3, 2016 | A | 452 | A | — | — | $5 Par Common Stock | 452 | 17,369 | I |
Explanation of responses
- F1One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
- F2The reporting person is amending this Form 4 to reflect the correct number of phantom stock units granted on October 3, 2016 under the PNC Deferred Compensation Plan.
- F3Includes an aggregate of 110 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
Remarks
See attached footnotes page.