SEC Form 4 · accession 0001209191-16-112334
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Chellgren
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $5 Par Common StockF1,F2 | Mar 31, 2016 | M | 2,662 | $0.00 | A | 25,780 | D | |
| $5 Par Common Stock | Mar 31, 2016 | D | 2,662 | $84.57 | D | 23,118 | D | |
| $5 Par Common StockF1 | Mar 31, 2016 | M | 956 | $0.00 | A | 24,074 | D | |
| $5 Par Common Stock | Mar 31, 2016 | D | 956 | $84.57 | D | 23,118 | D | |
| $5 Par Common Stock | holding | — | — | — | 1,055 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F3 | — | Mar 31, 2016 | M | 2,662 | D | Mar 31, 2016 | Mar 31, 2016 | $5 Par Common Stock | 2,662 | 29,924 | I |
| Phantom Stock UnitF4 | — | Apr 1, 2016 | A | 333 | A | — | — | $5 Par Common Stock | 333 | 30,257 | I |
| Phantom Stock UnitF1,F5,F4 | — | Mar 31, 2016 | M | 956 | D | Mar 31, 2016 | Mar 31, 2016 | $5 Par Common Stock | 956 | 26,847 | I |
Explanation of responses
- F1One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.
- F2Includes an aggregate of 117 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment subsequent to the date of the reporting person's most recent filing on Form 4.
- F3Includes an aggregate of 196 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
- F4One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
- F5Includes an aggregate of 167 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4.
Remarks
See attached footnotes page.