SEC Form 4 · accession 0001209191-16-089809
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orlando C. Esposito
Officer — Executive Vice President
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF3,F1,F2 | — | Jan 4, 2016 | I | 1,212 | D | — | — | $5 Par Common Stock | 1,212 | 1,203 | I |
Explanation of responses
- F1One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.
- F2Pursuant to elections made by the reporting person in a prior year with respect to compensation earned, 1212 phantom stock units became payable in cash on January 4, 2016.
- F3Includes an aggregate of 104 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4 reporting Table II information.
Remarks
See attached footnotes page.